Protecting Your Practice
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Other Available Formats: Hardcover
—Thomas W. Johnson
Executive Editor, Financial Planning
"There's no part of being a financial adviser that's less understood, or more troubling, than the legalities of registering with the SEC and client relations. Protecting Your Practice offers that rare kind of technical writing that combines a voice of authority and knowledge that comes from years of dealing with these issues, with an unmistakable understanding of how readers feel about the situations they face. It makes the challenge of being a financial adviser easier."
Editor in Chief, Investment Advisor
"Not only did I enjoy reading this book, it was enlightening as well. This is the most definitive guide on the subject of protecting your practice. If you do not read it, you do so at your own peril!"
—Stewart H. Welch, III, CFP, ChFC, AEP
The Welch Group